San Francisco Investment Adviser Compliance Symposium
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San Francisco Investment Adviser Compliance Symposium

6/6/2017 to 6/8/2017
When: Tuesday, June 6 - Thursday, June 8, 2017
Where: Sir Francis Drake Hotel
450 Powell Street
San Francisco, California  94102
United States

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San Francisco Investment Adviser Compliance Symposium 2017

 

 June 6-8, 2017
Sir Francis Drake Hotel
450 Powell Street
San Francisco, CA 94102

 

A Solid Foundation for a Strong Compliance Program

NRS is offering three days of interactive compliance education led by seasoned legal and compliance industry experts. On days 1 and 2, instructors will detail each of the Advisers Act’s key sections, sharing insight, perspective and practical advice about implementing strong internal controls that will support you and your firm’s compliance program. On day 3, courses are designed to give participants added opportunities to appreciate the nuances of the compliance profession through group discussions and interactive elements that highlight professional ethics, performance and advertising, and soft skills most useful in the compliance profession.

 

To learn more or to register, visit www.nrs-inc.com.

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